Filed September 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELIT INVESTMENT INSTITUTIONAL Service code 60 · EIN 04-2647786 | Sub-TA Fees | $22,753 |
LPL FINANCIAL7+ years Service code 27 PO VOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $2,333 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,258 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,878 | $36,939-46.2% | $80,716-75.4% | $93,030-78.6% |
| Participation rate | 15.4% | 32.6%-17.1pp | 54.2%-38.7pp | 73.9%-58.5pp |
| Annual return | 14.87% | 17.55%-2.7pp | 87.28%-72.4pp | 158.70%-143.8pp |
| Employer contribution / active EE | $296 | $455-35.0% | $1,160-74.5% | $2,706-89.1% |
| Participant deferral / active EE | $540 | $1,044-48.3% | $2,146-74.8% | $4,562-88.2% |
| Admin fee / account holder | $86 | $162-46.7% | $3,380-97.5% | $152-43.3% |