Filed September 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $22,858 |
LPL FINANCIAL4 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $14,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,764 | $29,516-22.9% | $77,482-70.6% | $90,288-74.8% |
| Participation rate | 17.0% | 33.7%-16.7pp | 54.2%-37.2pp | 73.4%-56.4pp |
| Annual return | 19.77% | 231.18%-211.4pp | 54.79%-35.0pp | 53.97%-34.2pp |
| Employer contribution / active EE | $274 | $381-28.0% | $986-72.2% | $2,524-89.1% |
| Participant deferral / active EE | $463 | $944-50.9% | $1,861-75.1% | $4,232-89.1% |
| Admin fee / account holder | $112 | $106+5.5% | $2,858-96.1% | $114-2.1% |