Filed September 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $21,626 |
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $14,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,448 | $26,479+3.7% | $74,701-63.3% | $77,787-64.7% |
| Participation rate | 4.9% | 37.6%-32.7pp | 54.5%-49.5pp | 73.2%-68.3pp |
| Annual return | 20.68% | 38.31%-17.6pp | 752.92%-732.2pp | 32.57%-11.9pp |
| Employer contribution / active EE | $82 | $440-81.2% | $1,084-92.4% | $2,504-96.7% |
| Participant deferral / active EE | $153 | $1,074-85.8% | $1,964-92.2% | $3,967-96.1% |
| Admin fee / account holder | $173 | $119+45.3% | $3,333-94.8% | $100+72.8% |