Filed September 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $16,806 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $14,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,462 | $23,119+27.4% | $71,086-58.6% | $75,289-60.9% |
| Participation rate | 3.3% | 36.3%-33.1pp | 54.7%-51.4pp | 72.4%-69.1pp |
| Annual return | -5.53% | -3.32%-2.2pp | 650.59%-656.1pp | -0.04%-5.5pp |
| Employer contribution / active EE | $63 | $399-84.1% | $1,088-94.2% | $2,405-97.4% |
| Participant deferral / active EE | $121 | $960-87.4% | $1,874-93.6% | $3,739-96.8% |
| Admin fee / account holder | $207 | $89+131.1% | $3,082-93.3% | $102+102.1% |