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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $30,886 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $16,829 |
Service code 99 8400 WESTPARK DR · MCLEAN, VA 22102 | Other Fees | $4,366 |
Service code 99 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Other Fees | $681 |
Service code 99 12 GILL ST STE 2600 · WOBURN, MA 01801 | Other Fees | $425 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $301 |
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,747 | $49,138-47.6% | $84,021-69.4% | $65,185-60.5% |
| Participation rate | 70.1% | 60.7%+9.3pp | 69.0%+1.0pp | 70.2%-0.1pp |
| Annual return | 18.76% | 23.00%-4.2pp | 71.32%-52.6pp | 29.38%-10.6pp |
| Employer contribution / active EE | $670 | $914-26.6% | $1,984-66.2% | $2,177-69.2% |
| Participant deferral / active EE | $2,336 | $2,397-2.5% | $3,239-27.9% | $3,514-33.5% |
| Admin fee / account holder | $289 | $543-46.9% | $6,102-95.3% | $847-65.9% |