Filed September 21, 2001 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $1,290,603 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $517,959 |
PROSKAUER ROSE LLP3 years Service code 29 ELVEN TIMES SQUARE CNEW YORK 2 · NEW YORK, NY 10036 | Legal | $94,673 |
GRANT THORNTON LLP4 years Service code 10 33562 TREASURY CENTER · CHICAGO, IL 606943500 | Accounting | $71,055 |
Filed as: MARTIN A SCHMIDT DBA HS2 BENEFITS Service code 99 635 S BENTON ST · PALATINE, IL 60067 | Other Fees | $26,913 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Distribution (12b-1) fees; Other inve... | $13,595 |
Service code 16 · EIN 34-1820650 | Consulting | $6,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $250,298 | $140,769+77.8% | $101,326+147.0% | $140,769+77.8% |
| Participation rate | 89.3% | 74.2%+15.2pp | 81.5%+7.8pp | 74.2%+15.2pp |
| Annual return | 17.78% | 16.82%+1.0pp | 36.82%-19.0pp | 16.82%+1.0pp |
| Employer contribution / active EE | $6,339 | $3,906+62.3% | $3,665+72.9% | $3,906+62.3% |
| Participant deferral / active EE | $10,913 | $6,717+62.5% | $7,994+36.5% | $6,717+62.5% |
| Admin fee / account holder | $106 | $229-53.8% | $11,185-99.1% | $229-53.8% |