Filed September 21, 2001 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $1,060,839 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $504,973 |
GRANT THORNTON LLP1 year Service code 10 33562 TREASURY CENTER · CHICAGO, IL 606943500 | Accounting | $37,100 |
Filed as: MARTIN A SCHMIDT DBA HS2 BENEFITS Service code 10 635 S BENTON ST · PALATINE, IL 60067 | Accounting | $10,000 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 33 · EIN 84-0965407 | Securities brokerage; Participant com... | $5,850 |
Service code 16 · EIN 34-1820650 | Consulting | $5,400 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,971 | $125,578+23.4% | $86,436+79.3% | $89,394+73.4% |
| Participation rate | 87.8% | 86.1%+1.7pp | 80.3%+7.5pp | 71.3%+16.6pp |
| Annual return | -18.82% | -16.42%-2.4pp | 4394.89%-4413.7pp | -11.89%-6.9pp |
| Employer contribution / active EE | $5,601 | $4,137+35.4% | $3,769+48.6% | $3,022+85.4% |
| Participant deferral / active EE | $9,361 | $9,976-6.2% | $6,952+34.7% | $5,123+82.7% |
| Admin fee / account holder | $83 | $94-12.0% | $6,731-98.8% | $79+4.4% |