Filed September 21, 2001 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $709,569 |
Filed as: ADVISED ASSETS GROUP Service code 26 · EIN 84-1532243 | Advisory (Participants) | $594,097 |
Filed as: GWFS EQUITIES INC. Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Other investment fees and expenses; S... | $40,430 |
Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $6,300 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,485 | $104,862+23.5% | $90,160+43.6% | $80,976+59.9% |
| Participation rate | 88.7% | 78.9%+9.8pp | 76.9%+11.8pp | 68.3%+20.4pp |
| Annual return | 19.98% | 20.18%-0.2pp | 34.88%-14.9pp | 22.91%-2.9pp |
| Employer contribution / active EE | $5,079 | $2,724+86.4% | $3,318+53.1% | $2,402+111.4% |
| Participant deferral / active EE | $7,915 | $6,098+29.8% | $5,288+49.7% | $3,848+105.7% |
| Admin fee / account holder | $72 | $76-5.7% | $5,943-98.8% | $67+6.7% |