Filed May 16, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $60,962 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $50,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,800 | $45,000-53.8% | $143,757-85.5% | $77,904-73.3% |
| Participation rate | 90.6% | 66.8%+23.8pp | 80.3%+10.3pp | 73.7%+17.0pp |
| Annual return | -59.85% | 29.03%-88.9pp | -0.04%-59.8pp | 12.21%-72.1pp |
| Employer contribution / active EE | $1,673 | $1,870-10.5% | $4,951-66.2% | $2,848-41.2% |
| Participant deferral / active EE | $2,864 | $3,157-9.3% | $5,637-49.2% | $4,806-40.4% |
| Admin fee / account holder | $30 | $98-69.4% | $14,673-99.8% | $133-77.3% |