Filed May 16, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $62,500 |
Service code 49 · EIN 04-1590850 | Other Services | $52,982 |
CLIFTONLARSONALLEN LLP2 years Service code 50 · EIN 41-0746749 | Direct Payment | $7,442 |
AMERICAN CENTURY3+ years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3+ years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BARON3+ years Service code 52 · EIN 13-6891420 | Indirect Investment Fees | $0 |
BLACKROCK3+ years Service code 52 · EIN 13-3806694 | Indirect Investment Fees | $0 |
DODGE & COX3+ years Service code 52 · EIN 94-6067274 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
MAINSTAY3+ years Service code 52 · EIN 52-2206685 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,920 | $56,095-14.6% | $178,490-73.2% | $90,288-46.9% |
| Participation rate | 92.9% | 65.6%+27.4pp | 81.9%+11.0pp | 73.4%+19.6pp |
| Annual return | 13.85% | 28.81%-15.0pp | 151.07%-137.2pp | 53.97%-40.1pp |
| Employer contribution / active EE | $1,570 | $1,572-0.2% | $5,011-68.7% | $2,524-37.8% |
| Participant deferral / active EE | $2,792 | $2,669+4.6% | $5,202-46.3% | $4,232-34.0% |
| Admin fee / account holder | $40 | $101-60.1% | $13,984-99.7% | $114-64.8% |