Filed May 16, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $100,909 |
Service code 49 · EIN 04-1590850 | Other Services | $59,723 |
CLIFTONLARSONALLEN LLP1+ years Filed as: CLIFTON LARSON ALLEN LLP Service code 50 · EIN 41-0746749 | Direct Payment | $8,000 |
AMERICAN CENTURY1+ years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS1+ years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BARON1+ years Service code 52 · EIN 13-6891420 | Indirect Investment Fees | $0 |
BLACKROCK1+ years Service code 52 · EIN 13-3806694 | Indirect Investment Fees | $0 |
DODGE & COX1+ years Service code 52 · EIN 94-6067274 | Indirect Investment Fees | $0 |
MAINSTAY1+ years Service code 52 · EIN 52-2206685 | Indirect Investment Fees | $0 |
PIMCO FUNDS1+ years Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,441 | $45,382-21.9% | $154,107-77.0% | $75,289-52.9% |
| Participation rate | 83.5% | 65.9%+17.6pp | 83.0%+0.5pp | 72.4%+11.1pp |
| Annual return | -3.36% | -0.47%-2.9pp | 735.12%-738.5pp | -0.04%-3.3pp |
| Employer contribution / active EE | $1,462 | $1,533-4.6% | $5,298-72.4% | $2,405-39.2% |
| Participant deferral / active EE | $2,323 | $2,384-2.5% | $5,081-54.3% | $3,739-37.9% |
| Admin fee / account holder | $58 | $89-35.2% | $13,411-99.6% | $102-43.4% |