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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $94,211 |
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Participant loan processing; Recordke... | $49,863 |
MID ATLANTIC CAPITAL CORPORATION10+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $718,520 | $101,591+607.3% | $147,096+388.5% | $74,429+865.4% |
| Participation rate | 78.9% | 75.5%+3.4pp | 82.2%-3.3pp | 67.2%+11.7pp |
| Annual return | 14.11% | 8746.45%-8732.3pp | 419.75%-405.6pp | 1368.38%-1354.3pp |
| Employer contribution / active EE | $16,590 | $3,813+335.1% | $4,936+236.1% | $2,625+532.0% |
| Participant deferral / active EE | $11,749 | $7,302+60.9% | $8,071+45.6% | $4,348+170.2% |
| Admin fee / account holder | $758 | $1,750-56.7% | $13,005-94.2% | $1,944-61.0% |