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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $148,872 |
Service code 12 · EIN 13-3689044 | Claims processing; Investment managem... | $2,923 |
MID ATLANTIC CAPITAL CORPORATION8+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $604,530 | $84,499+615.4% | $125,391+382.1% | $66,949+803.0% |
| Participation rate | 98.6% | 76.4%+22.2pp | 82.4%+16.2pp | 69.8%+28.8pp |
| Annual return | -15.70% | -8.49%-7.2pp | 572.41%-588.1pp | 1.57%-17.3pp |
| Employer contribution / active EE | $19,942 | $3,554+461.2% | $4,816+314.1% | $2,545+683.4% |
| Participant deferral / active EE | $13,487 | $6,785+98.8% | $7,448+81.1% | $4,239+218.2% |
| Admin fee / account holder | $829 | $685+21.1% | $10,009-91.7% | $594+39.7% |