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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $115,083 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $97,393 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $340,464 | $70,002+386.4% | $115,038+196.0% | $52,331+550.6% |
| Participation rate | 92.8% | 72.1%+20.7pp | 81.4%+11.4pp | 68.1%+24.7pp |
| Annual return | -0.60% | 4.04%-4.6pp | 26.14%-26.7pp | 4.54%-5.1pp |
| Employer contribution / active EE | $14,707 | $2,715+441.7% | $4,608+219.2% | $1,882+681.6% |
| Participant deferral / active EE | $11,040 | $4,920+124.4% | $6,026+83.2% | $3,022+265.3% |
| Admin fee / account holder | $1,398 | $566+147.0% | $8,175-82.9% | $592+136.3% |