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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL RET INS & ANNUITY Service code 15 · EIN 06-1050034 | Recordkeeping | $149,367 |
Service code 17 · EIN 43-1451524 | Pension Consulting | $45,000 |
NYHART5+ years Service code 13 · EIN 35-0966414 | Contract Administrator | $40,358 |
BKD, LLP5+ years Filed as: BKD CPA & ADVISORS Service code 10 · EIN 44-0160260 | Accounting | $17,160 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 28 · EIN 43-1451524 | Investment Management | $14,759 |
THE BANK OF NEW YORK MELLON5+ years Filed as: U.S. BANK N.A. Service code 19 · EIN 31-0841368 | Securities Custodian | $14,286 |
MAXADVISOR LLC1 year Service code 28 · EIN 41-2066173 | Investment Management | $5,517 |
Service code 28 · EIN 20-0353273 | Investment Management | $5,131 |
TD AMERITRADE, INC.5+ years Filed as: TD AMERITRADE INSTITUTIONAL Service code 33 PO BOX 2226 · OMAHA, NE 681032226 | Securities brokerage; Other investmen... | $3,453 |
Filed as: THE PRUDENTIAL INS CO. OF AMERICA Service code 28 · EIN 22-1211670 | Investment Management | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $368,642 | $85,169+332.8% | $172,755+113.4% | $72,983+405.1% |
| Participation rate | 95.2% | 70.1%+25.1pp | 82.6%+12.5pp | 69.5%+25.7pp |
| Annual return | 20.34% | 27.32%-7.0pp | 802.94%-782.6pp | 81.01%-60.7pp |
| Employer contribution / active EE | $25,796 | $3,324+676.1% | $5,144+401.5% | $2,440+957.2% |
| Participant deferral / active EE | $16,377 | $3,260+402.4% | $5,198+215.1% | $3,608+354.0% |
| Admin fee / account holder | $2,129 | $5,880-63.8% | $13,955-84.7% | $5,124-58.5% |