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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL RET INS & ANNUITY Service code 15 · EIN 06-1050034 | Recordkeeping | $168,193 |
BUKATY COMPANIES O'RENICK WEALTH3+ years Filed as: BUKATY COMPANIES Service code 17 · EIN 43-1451524 | Pension Consulting | $45,000 |
NYHART3+ years Service code 13 · EIN 35-0966414 | Contract Administrator | $37,124 |
BKD, LLP3+ years Filed as: BKD CPA & ADVISORS Service code 10 · EIN 44-0160260 | Accounting | $15,184 |
THE BANK OF NEW YORK MELLON3+ years Filed as: U.S. BANK N.A. Service code 19 · EIN 31-0841368 | Securities Custodian | $13,515 |
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE INSTITUTIONAL Service code 33 PO BOX 2226 · OMAHA, NE 681032226 | Securities brokerage; Other investmen... | $1,234 |
Filed as: THE PRUDENTIAL INS CO. OF AMERICA Service code 28 · EIN 22-1211670 | Investment Management | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $284,496 | $55,453+413.0% | $170,435+66.9% | $62,293+356.7% |
| Participation rate | 99.2% | 66.4%+32.8pp | 83.6%+15.6pp | 69.5%+29.7pp |
| Annual return | 16.17% | 21.38%-5.2pp | 205.94%-189.8pp | 28.90%-12.7pp |
| Employer contribution / active EE | $14,481 | $2,164+569.3% | $5,432+166.6% | $2,042+609.1% |
| Participant deferral / active EE | $10,064 | $2,303+337.0% | $4,939+103.7% | $3,169+217.5% |
| Admin fee / account holder | $1,610 | $455+253.8% | $13,881-88.4% | $479+235.9% |