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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL RET INS & ANNUITY Service code 15 · EIN 06-1050034 | Recordkeeping | $153,114 |
Filed as: RESOURCES INVESTMENT ADVISORS INC Service code 17 · EIN 43-1451524 | Pension Consulting | $54,861 |
NYHART6+ years Service code 13 · EIN 35-0966414 | Contract Administrator | $33,045 |
BKD, LLP6+ years Filed as: BKD CPA & ADVISORS Service code 10 · EIN 44-0160260 | Accounting | $15,080 |
THE BANK OF NEW YORK MELLON6+ years Filed as: U.S. BANK N.A. Service code 19 · EIN 31-0841368 | Securities Custodian | $14,228 |
DENTONS US LLP1 year Service code 29 · EIN 36-1796730 | Legal | $8,360 |
THE RETIREMENT PLNG GRP INC2 years Service code 28 · EIN 20-0353273 | Investment Management | $5,858 |
TD AMERITRADE, INC.6+ years Filed as: TD AMERITRADE INSTITUTIONAL Service code 33 PO BOX 2226 · OMAHA, NE 681032226 | Securities brokerage; Other investmen... | $1,369 |
Filed as: THE PRUDENTIAL INS CO. OF AMERICA Service code 28 · EIN 22-1211670 | Investment Management | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $443,132 | $91,179+386.0% | $178,499+148.3% | $79,852+454.9% |
| Participation rate | 95.8% | 69.2%+26.6pp | 81.9%+13.8pp | 69.6%+26.1pp |
| Annual return | 16.72% | 24.19%-7.5pp | 151.10%-134.4pp | 31.72%-15.0pp |
| Employer contribution / active EE | $22,593 | $3,256+594.0% | $5,011+350.9% | $2,471+814.3% |
| Participant deferral / active EE | $13,837 | $3,236+327.6% | $5,202+166.0% | $3,740+269.9% |
| Admin fee / account holder | $2,142 | $6,749-68.3% | $13,986-84.7% | $5,306-59.6% |