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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL RET INS & ANNUITY Service code 15 · EIN 06-1050034 | Recordkeeping | $161,622 |
BUKATY COMPANIES O'RENICK WEALTH4+ years Filed as: BUKATY COMPANIES Service code 17 · EIN 43-1451524 | Pension Consulting | $45,000 |
NYHART4+ years Service code 13 · EIN 35-0966414 | Contract Administrator | $37,712 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 28 · EIN 43-1451524 | Investment Management | $21,072 |
BKD, LLP4+ years Filed as: BKD CPA & ADVISORS Service code 10 · EIN 44-0160260 | Accounting | $15,600 |
THE BANK OF NEW YORK MELLON4+ years Filed as: U.S. BANK N.A. Service code 19 · EIN 31-0841368 | Securities Custodian | $15,569 |
TD AMERITRADE, INC.4+ years Filed as: TD AMERITRADE INSTITUTIONAL Service code 33 PO BOX 2226 · OMAHA, NE 681032226 | Securities brokerage; Other investmen... | $1,797 |
Filed as: THE PRUDENTIAL INS CO. OF AMERICA Service code 28 · EIN 22-1211670 | Investment Management | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $234,241 | $75,962+208.4% | $154,111+52.0% | $64,173+265.0% |
| Participation rate | 100.0% | 70.4%+29.6pp | 83.0%+17.0pp | 69.6%+30.4pp |
| Annual return | -5.55% | 30.32%-35.9pp | 735.18%-740.7pp | 7.63%-13.2pp |
| Employer contribution / active EE | $25,511 | $3,350+661.6% | $5,298+381.5% | $2,381+971.5% |
| Participant deferral / active EE | $17,120 | $3,175+439.2% | $5,081+237.0% | $3,470+393.4% |
| Admin fee / account holder | $1,596 | $5,589-71.4% | $13,411-88.1% | $4,887-67.3% |