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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $217,169 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $1,201 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $239,194 | $113,995+109.8% | $127,803+87.2% | $77,775+207.5% |
| Participation rate | 99.6% | 85.7%+13.9pp | 79.0%+20.6pp | 73.2%+26.4pp |
| Annual return | 20.61% | 26.09%-5.5pp | 26.14%-5.5pp | 32.58%-12.0pp |
| Employer contribution / active EE | $14,979 | $6,012+149.1% | $4,576+227.4% | $2,504+498.2% |
| Participant deferral / active EE | $10,324 | $7,267+42.1% | $6,023+71.4% | $3,966+160.3% |
| Admin fee / account holder | $61 | $108-43.7% | $9,399-99.4% | $100-39.4% |