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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $161,059 |
COOK STREET CONSULTING4+ years Service code 28 · EIN 84-0854432 | Investment Management | $131,245 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $1,193 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $206,131 | $96,900+112.7% | $111,392+85.1% | $75,289+173.8% |
| Participation rate | 99.0% | 85.9%+13.1pp | 78.9%+20.1pp | 72.4%+26.6pp |
| Annual return | -6.50% | 1.66%-8.2pp | -2.06%-4.4pp | -0.04%-6.5pp |
| Employer contribution / active EE | $14,029 | $5,520+154.1% | $4,328+224.2% | $2,405+483.3% |
| Participant deferral / active EE | $9,728 | $6,494+49.8% | $5,567+74.7% | $3,739+160.2% |
| Admin fee / account holder | $84 | $105-19.8% | $12,266-99.3% | $102-17.6% |