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| Provider | Service type | Compensation |
|---|---|---|
COOK STREET CONSULTING3+ years Service code 28 · EIN 84-0854432 | Investment Management | $164,413 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $12,662 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $728 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $5 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $224,683 | $102,255+119.7% | $118,746+89.2% | $77,958+188.2% |
| Participation rate | 98.9% | 84.8%+14.0pp | 78.3%+20.6pp | 71.6%+27.2pp |
| Annual return | 26.13% | 65.05%-38.9pp | 24.54%+1.6pp | 20.87%+5.3pp |
| Employer contribution / active EE | $13,360 | $4,931+170.9% | $4,193+218.6% | $2,310+478.2% |
| Participant deferral / active EE | $9,191 | $5,974+53.8% | $5,332+72.4% | $3,537+159.9% |
| Admin fee / account holder | $52 | $79-34.2% | $10,720-99.5% | $97-46.7% |