| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $17,193 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-6799669 | Indirect Investment Fees | $0 |
BLACKROCK1 year Service code 52 · EIN 51-0318674 | Indirect Investment Fees | $0 |
Filed as: CARILLON FUNDS Service code 52 · EIN 59-2385219 | Indirect Investment Fees | $0 |
Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON1 year Filed as: FRANKLINTEMPLETON Service code 52 · EIN 59-6865210 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 95-2513084 | Indirect Investment Fees | $0 |
IVY FUNDS1 year Service code 52 · EIN 48-1112076 | Indirect Investment Fees | $0 |
Filed as: JP MORGAN Service code 52 · EIN 33-1043149 | Indirect Investment Fees | $0 |
OPPENHEIMER1 year Service code 52 · EIN 93-6305075 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,859 | $89,274-71.0% | $149,721-82.7% | $77,958-66.8% |
| Participation rate | 42.7% | 87.6%-44.9pp | 87.1%-44.4pp | 71.6%-29.0pp |
| Annual return | 51.38% | 20.36%+31.0pp | 1501.67%-1450.3pp | 20.87%+30.5pp |
| Employer contribution / active EE | $517 | $3,727-86.1% | $5,444-90.5% | $2,310-77.6% |
| Participant deferral / active EE | $4,074 | $5,382-24.3% | $6,568-38.0% | $3,537+15.2% |
| Admin fee / account holder | $7 | $240-97.0% | $11,282-99.9% | $97-92.7% |