RAYMOND JAMES FINANCIAL SERVICES
299 known aliases resolved via the canonical alias map
Market position · 2024
Plans served1,012-76 YoYRank #28 of mapped providers
Assets under administration$71.4B0.1%Market share · rank #214
Fees received$41MMedian $28,525/planSum across Schedule C direct + indirect
Net wins YoY-63194 won · 257 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical RAYMOND JAMES FINANCIAL SERVICES plan look like?
Service mix · median fees per plan
Count of plans where RAYMOND JAMES FINANCIAL SERVICES ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage; Investment advisory (plan)Code 27 | 582 | $29,386 | |
Securities brokerage commissions and fees; Securities brokerage; Investment management fees paid directly by plan; Participant communication; Investment advisory (participants); Direct payment from the plan; Investment managementCode 26 | 170 | $23,788 | |
Other feesCode 99 | 59 | $21,429 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 57 | $24,447 | |
Securities brokerage; Investment management; Consulting (general); Investment advisory (plan); Other commissions; Participant communicationCode 16 | 40 | $37,080 | |
Shareholder servicing fees; Investment managementCode 28 | 32 | $31,928 | |
Other commissionsCode 55 | 22 | $14,213 | |
Other services; Recordkeeping fees; Other feesCode 49 | 12 | $6,634 |
Competitor overlap
Percent of RAYMOND JAMES FINANCIAL SERVICES's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under RAYMOND JAMES FINANCIAL SERVICES.
| Sponsor | From | Assets |
|---|---|---|
MARS, INCORPORATEDNJ · 221594774-001 | THACKERAY PARTNERS RLTY FUND IV, LP | $5.1B |
COADVANTAGE CORPORATIONFL · 273007025-333 | COADVANTAGE RESOURCES, INC. | $1.2B |
IRB HOLDING CORPORATIONGA · 823952653-005 | T ROWE PRICE RPS INC | $596M |
HAWAII ELECTRICIANS ANNUITY PLANHI · 996020486-001 | LEMKE, CHINEN & TANAKA, CPA, INC. | $450M |
LOEB & LOEB LLPCA · 951780806-005 | MATRIX TRUST COMPANY | $438M |
BOARD OF TRUSTEES OF HAWAII LONGSHORE PENSION PLANHI · 990314293-001 | PENSION ASSURANCE LLP | $430M |
AGROPUR INC.WI · 351442306-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $243M |
DARLING INGREDIENTS INC.TX · 362495346-040 | CFO4LIFE | $237M |
BOARD OF TRUSTEES STEAMFITTERS SURETY FUND LOCAL 475NJ · 222351695-004 | ALTA TRUST | $175M |
ENNIS, INC.TX · 750256410-011 | NFP RETIREMENT INC | $160M |
Plans lost in 2024
Appeared last year under RAYMOND JAMES FINANCIAL SERVICES; not this year.
| Sponsor | To | Assets |
|---|---|---|
HOLLAND & KNIGHT LLPFL · 590663819-001 | MAHONEY SABOL | $1.8B |
EXPERIAN, INC.CA · 311343192-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.5B |
WVU HEALTH SYSTEMWV · 550754713-001 | CONCURRENT INVESTMENT ADVISORS LLC | $1.5B |
AUTOLIV ASP, INCUT · 363640053-036 | ERNST & YOUNG LLP | $634M |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-005 | STIFEL NICOLAUS & CO INC | $633M |
BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ P.C.TN · 621047356-002 | KINGSWOOD WEALTH ADVISORS, LLC | $557M |
FRESENIUS KABI USA, LLCIL · 300431740-001 | M HOLDING SECURITIES, INC. | $500M |
PIH HEALTH, INCCA · 953619388-002 | CONCURRENT INVESTMENT ADVISORS LLC | $352M |
WVU MEDICAL CORPORATIONWV · 550492006-004 | CONCURRENT INVESTMENT ADVISORS LLC | $344M |
WVU MEDICAL CORPORATIONWV · 550492006-003 | CONCURRENT INVESTMENT ADVISORS LLC | $282M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | $15.0B | 311,750 | $611,839 | 10y | - |
MARS, INCORPORATEDNJ · 221594774-001 | $5.1B | 26,885 | $26,392 | 1y | - |
BOARD OF TRUSTEES, CALIFORNIA IRONWORKERS FIELD PENSION TRUST FUNCA · 956042866-001 | $3.5B | 21,447 | $5,807 | 2y | - |
BOARD OF TRUSTEES - SOUTHERN ELECTRICAL RETIREMENT FUNDTN · 626125711-001 | $2.2B | 25,932 | $450,000 | 8y | - |
JOINT BOARD OF TRUSTEES TEAMSTERS LOCAL 639 - EMPLOYERS PENSION TRUSTDC · 530237142-001 | $1.7B | 9,501 | $20,490 | 8y | - |
COADVANTAGE CORPORATIONFL · 273007025-333 | $1.2B | 84,855 | $0 | 5y | 1 |
BOARD OF TRUSTEES OF THE U.A. LOCAL NO. 393 DEFINED BENEFIT PENSIONCA · 946359772-002 | $1.0B | 3,823 | $368,791 | 6y | - |
SEYFARTH SHAW LLPIL · 362152202-004 | $926M | 2,908 | $17,451 | 8y | 2 |
BOARD OF TRUSTEES OF THE U.A. LOCAL NO. 393 DEFINED CONTRIBUTION PLANCA · 946075617-003 | $772M | 3,349 | $326,338 | 6y | 1 |
COHNREZNICK LLCNJ · 221478099-003 | $751M | 5,420 | $99,991 | 4y | 2 |
Flag exposure
86.6%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (299)
Raw Schedule C names collapsed into RAYMOND JAMES FINANCIAL SERVICES.
- 880 CARILLON PARKWAY
- ALEX BROWN - RAYMOND JAMES
- ALEX BROWN/ RAYMOND JAMES & ASSOC.
- ALEX BROWN/RAYMOND JAMES & ASSOC.
- AMS CONSULTING RAYMOND JAMES
- AMS CONULSTING RAYMOND JAMES
- CAPITAL ADVISORS OF RAYMOND JAMES
- CARILLON EAGLE
- CARILLON EAGLE MID CAP
- CARILLON EAGLE MID CAP GR FD A
- CARILLON EAGLE MID CAP GR FD I
- CARILLON EAGLE MID CAP GR FD R6
- CARILLON EAGLE SMALL CAP GR FD 1
- CARILLON EAGLE SMALL CAP GR FD I
- CARILLON EAGLE SMALL CAP GR FD R5
- CARILLON EAGLE SMALL CAP GROWTH FUN
- CARILLON FAMILY OF FUND
- CARILLON FUNDS
- CARILLON SCOUT
- CARILLON SERIES TRUST
- CARILLON TOWER ADVISORS, INC.
- CARILLON TOWERS ADVISORS
- CHRISTOPHER FREEMAN/RAYMOND JAMES
- CONCURRENT (FORMERLY RAYMOND JAMES)
- DAVID TURNER, RAYMOND JAMES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for RAYMOND JAMES FINANCIAL SERVICES's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 18 | 1.78% | 7.76% | -5.98 pp |
| Fidelity bond gap | 54 | 5.34% | 26.94% | -21.61 pp |
| Late contributions | 250 | 24.70% | 1.71% | +22.99 pp |
| Failed to provide benefit | 12 | 1.19% | 0.14% | +1.05 pp |
| Corrective distributions | 212 | 20.95% | 1.76% | +19.19 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with RAYMOND JAMES FINANCIAL SERVICES. Compare to the incumbent market share (1.5%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.5 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).