Filed November 8, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES5+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $561,567 |
Service code 15 · EIN 04-2647786 | Recordkeeping | $453,294 |
CALLAN LLC4+ years Filed as: CALLAN ASSOCIATES Service code 26 · EIN 94-2192581 | Advisory (Participants) | $165,138 |
MOSS ADAMS LLP4+ years Filed as: MOSS ADAMS Service code 11 · EIN 91-0189318 | Actuarial | $60,585 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $272,695 | $105,247+159.1% | $87,100+213.1% | $77,787+250.6% |
| Participation rate | 99.1% | 85.8%+13.3pp | 76.9%+22.2pp | 73.2%+25.9pp |
| Annual return | 22.15% | 24.52%-2.4pp | 28.19%-6.0pp | 32.57%-10.4pp |
| Employer contribution / active EE | $5,325 | $2,895+84.0% | $2,521+111.2% | $2,504+112.6% |
| Participant deferral / active EE | $12,081 | $5,060+138.8% | $4,049+198.4% | $3,967+204.5% |
| Admin fee / account holder | $319 | $104+205.1% | $7,497-95.7% | $100+218.6% |