Filed November 8, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 04-2647786 | Recordkeeping | $697,753 |
FINANCIAL ENGINES3+ years Service code 26 · EIN 77-0473565 | Advisory (Participants) | $536,881 |
CALLAN ASSOCIATES2 years Service code 27 · EIN 94-2192581 | Advisory (Plan) | $160,328 |
MOSS ADAMS LLP2 years Filed as: MOSS ADAMS Service code 10 · EIN 91-0189318 | Accounting | $40,950 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $270,380 | $88,730+204.7% | $82,312+228.5% | $77,958+246.8% |
| Participation rate | 96.9% | 84.5%+12.4pp | 76.9%+20.0pp | 71.6%+25.3pp |
| Annual return | 19.14% | 20.88%-1.7pp | 25.88%-6.7pp | 20.87%-1.7pp |
| Employer contribution / active EE | $4,129 | $2,758+49.7% | $2,428+70.0% | $2,310+78.7% |
| Participant deferral / active EE | $10,427 | $4,634+125.0% | $3,706+181.3% | $3,537+194.8% |
| Admin fee / account holder | $359 | $74+385.3% | $5,608-93.6% | $97+268.7% |