Filed April 29, 2016 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $192,098 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $57,313 |
Filed as: CHARLES SCHWAB & CO INC. Service code 26 · EIN 94-1737782 | Advisory (Participants) | $3,115 |
HAYNES AND BOONE, LLP1 year Filed as: HAYNES AND BOONE LLP Service code 99 P.O. BOX 841399 · DALLAS, TX 75284 | Other Fees | $984 |
QDRO CONSULTANTS COMPANY, LLC9+ years Service code 16 · EIN 34-1820650 | Consulting | $900 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,549 | $53,204+94.6% | $155,556-33.4% | $200,096-48.3% |
| Participation rate | 97.8% | 64.1%+33.7pp | 78.2%+19.6pp | 72.0%+25.8pp |
| Annual return | 12.83% | 41.02%-28.2pp | 64.84%-52.0pp | 34.26%-21.4pp |
| Employer contribution / active EE | $0 | $1,850-100.0% | $4,675-100.0% | $3,038-100.0% |
| Participant deferral / active EE | $7,325 | $3,163+131.5% | $5,631+30.1% | $5,090+43.9% |
| Admin fee / account holder | $37 | $186-80.1% | $15,885-99.8% | $269-86.3% |