Filed April 29, 2016 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $360,083 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $176,208 |
TD AMERITRADE, INC.2+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Other investment fees and expenses; S... | $4,460 |
QDRO CONSULTANTS COMPANY, LLC2+ years Service code 16 · EIN 34-1820650 | Consulting | $1,800 |
Filed as: GREAT-WEST LIFE & ANNUITY Service code 15 | Recordkeeping | $0 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 59 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,537 | $48,835-12.9% | $170,435-75.0% | $177,276-76.0% |
| Participation rate | 96.4% | 72.1%+24.3pp | 83.6%+12.8pp | 74.8%+21.6pp |
| Annual return | 17.04% | 19.44%-2.4pp | 205.94%-188.9pp | 21.25%-4.2pp |
| Employer contribution / active EE | $0 | $1,798-100.0% | $5,432-100.0% | $2,479-100.0% |
| Participant deferral / active EE | $2,378 | $2,757-13.8% | $4,939-51.9% | $3,881-38.7% |
| Admin fee / account holder | $46 | $52-11.9% | $13,881-99.7% | $154-70.3% |