Filed April 29, 2016 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $354,174 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $188,912 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE, INC Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $2,230 |
TD AMERITRADE, INC.6+ years Service code 33 | Securities brokerage; Shareholder ser... | $2,230 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,083 | $69,238+20.0% | $185,854-55.3% | $101,555-18.2% |
| Participation rate | 95.6% | 73.5%+22.1pp | 81.7%+13.9pp | 74.5%+21.0pp |
| Annual return | 13.46% | 21.26%-7.8pp | 122.12%-108.7pp | 21.00%-7.5pp |
| Employer contribution / active EE | $0 | $2,104-100.0% | $5,169-100.0% | $2,972-100.0% |
| Participant deferral / active EE | $5,008 | $3,764+33.0% | $5,569-10.1% | $4,874+2.7% |
| Admin fee / account holder | $73 | $66+10.4% | $16,246-99.5% | $139-47.5% |