Filed May 9, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $128,904 |
UBS FINANCIAL SERVICES INC7 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $96,267 |
ADP BROKER-DEALER9+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,019 | $50,151-24.2% | $149,696-74.6% | $80,157-52.6% |
| Participation rate | 63.6% | 64.3%-0.7pp | 78.8%-15.2pp | 72.9%-9.3pp |
| Annual return | 17.41% | 29.80%-12.4pp | 134.46%-117.0pp | 40.39%-23.0pp |
| Employer contribution / active EE | $1,520 | $1,867-18.6% | $4,821-68.5% | $2,977-49.0% |
| Participant deferral / active EE | $3,365 | $3,194+5.3% | $5,682-40.8% | $5,015-32.9% |
| Admin fee / account holder | $166 | $153+8.6% | $13,212-98.7% | $145+14.4% |