Filed May 9, 2018 (most recent of 3 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $73,046 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $42,386 |
CONTINUING LIFE3+ years Service code 15 · EIN 46-2502541 | Recordkeeping | $12,000 |
ADP BROKER-DEALER4+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,115 | $45,382-53.5% | $154,107-86.3% | $75,289-72.0% |
| Participation rate | 46.3% | 65.9%-19.6pp | 83.0%-36.7pp | 72.4%-26.1pp |
| Annual return | -7.04% | -0.47%-6.6pp | 735.12%-742.2pp | -0.04%-7.0pp |
| Employer contribution / active EE | $703 | $1,533-54.1% | $5,298-86.7% | $2,405-70.8% |
| Participant deferral / active EE | $1,684 | $2,384-29.4% | $5,081-66.9% | $3,739-55.0% |
| Admin fee / account holder | $144 | $89+61.4% | $13,411-98.9% | $102+40.9% |