Filed May 9, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $66,047 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $34,732 |
CONTINUING LIFE2 years Service code 15 · EIN 46-2502541 | Recordkeeping | $12,000 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,042 | $44,989-44.3% | $170,435-85.3% | $77,958-67.9% |
| Participation rate | 40.6% | 64.6%-24.0pp | 83.6%-43.0pp | 71.6%-31.0pp |
| Annual return | 16.87% | 19.61%-2.7pp | 205.94%-189.1pp | 20.87%-4.0pp |
| Employer contribution / active EE | $609 | $1,466-58.5% | $5,432-88.8% | $2,310-73.6% |
| Participant deferral / active EE | $1,480 | $2,208-33.0% | $4,939-70.0% | $3,537-58.2% |
| Admin fee / account holder | $156 | $69+126.8% | $13,881-98.9% | $97+60.6% |