Filed May 9, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $113,246 |
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $78,274 |
ADP BROKER-DEALER8+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,066 | $45,000-31.0% | $143,757-78.4% | $77,904-60.1% |
| Participation rate | 64.7% | 66.8%-2.1pp | 80.3%-15.6pp | 73.7%-9.0pp |
| Annual return | -14.28% | 29.03%-43.3pp | -0.04%-14.2pp | 12.21%-26.5pp |
| Employer contribution / active EE | $1,514 | $1,870-19.0% | $4,951-69.4% | $2,848-46.8% |
| Participant deferral / active EE | $3,362 | $3,157+6.5% | $5,637-40.4% | $4,806-30.0% |
| Admin fee / account holder | $154 | $98+56.5% | $14,673-99.0% | $133+16.2% |