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| Provider | Service type | Compensation |
|---|---|---|
WOODBURY FINANCIAL SERVICES5 years Filed as: WOODBURY FIN SVCS INC Service code 53 · EIN 41-0944586 | Insurance Commissions | $31,611 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0467907 | Other Services | $15,188 |
AMERICAN FUNDS5 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BLACKROCK5 years Service code 52 · EIN 51-0318674 | Indirect Investment Fees | $0 |
DWS FUNDS4 years Service code 52 · EIN 13-2661231 | Indirect Investment Fees | $0 |
EATON VANCE3 years Service code 52 · EIN 04-6039283 | Indirect Investment Fees | $0 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
Filed as: FIDELITY ADVISOR Service code 52 · EIN 04-3022712 | Indirect Investment Fees | $0 |
Filed as: GREAT WEST LIFE & ANNUITY INS CO Service code 60 | Sub-TA Fees | $0 |
INVESCO5 years Service code 52 · EIN 93-1036175 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,426 | $58,344+7.0% | $98,477-36.6% | $86,813-28.1% |
| Participation rate | 47.6% | 68.4%-20.8pp | 73.3%-25.8pp | 72.3%-24.7pp |
| Annual return | 15.31% | 43.47%-28.2pp | 1493.59%-1478.3pp | 97.93%-82.6pp |
| Employer contribution / active EE | $1,360 | $2,008-32.3% | $2,961-54.1% | $2,406-43.5% |
| Participant deferral / active EE | $2,476 | $3,156-21.5% | $4,276-42.1% | $4,131-40.1% |
| Admin fee / account holder | $50 | $138-63.4% | $5,951-99.2% | $170-70.2% |