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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $29,328 |
WOODBURY FINANCIAL SERVICES2 years Filed as: WOODBURY FIN SVCS INC Service code 53 · EIN 41-0944586 | Insurance Commissions | $14,583 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BLACKROCK2 years Service code 52 · EIN 13-2949519 | Indirect Investment Fees | $0 |
DWS FUNDS1 year Service code 52 · EIN 13-2661231 | Indirect Investment Fees | $0 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
Filed as: FIDELITY ADVISOR Service code 52 · EIN 04-3022712 | Indirect Investment Fees | $0 |
INVESCO2 years Service code 52 · EIN 13-2576643 | Indirect Investment Fees | $0 |
IVY FUNDS2 years Service code 52 · EIN 04-6006759 | Indirect Investment Fees | $0 |
JANUS HENDERSON2 years Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,900 | $43,999-11.6% | $79,467-51.0% | $55,725-30.2% |
| Participation rate | 50.7% | 66.9%-16.2pp | 73.3%-22.6pp | 70.9%-20.1pp |
| Annual return | 8.52% | 1.81%+6.7pp | 718.30%-709.8pp | 244.93%-236.4pp |
| Employer contribution / active EE | $955 | $1,830-47.8% | $2,800-65.9% | $2,078-54.0% |
| Participant deferral / active EE | $1,950 | $2,538-23.2% | $3,704-47.3% | $3,356-41.9% |
| Admin fee / account holder | $170 | $118+44.7% | $5,104-96.7% | $115+47.7% |