Filed August 22, 2016 (most recent of 9 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,000,776 |
CREATIVE PLANNING LLC3 years Filed as: CREATIVE PLANNING, LLC Service code 17 · EIN 84-4519624 | Pension Consulting | $790,333 |
CADARET GRANT & CO INC3 years Service code 17 · EIN 22-2361254 | Pension Consulting | $42,492 |
Filed as: NATIONAL BENEFIT SERVICES LLC Service code 13 · EIN 20-3886993 | Contract Administrator | $12,010 |
Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Redempt... | $527 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,269 | $145,513-11.9% | $184,256-30.4% | $99,313+29.2% |
| Participation rate | 74.8% | 90.3%-15.4pp | 86.8%-12.0pp | 71.7%+3.1pp |
| Annual return | 16.47% | 21.25%-4.8pp | 28.85%-12.4pp | 17.67%-1.2pp |
| Employer contribution / active EE | $4,156 | $5,354-22.4% | $6,427-35.3% | $3,264+27.3% |
| Participant deferral / active EE | $7,014 | $8,423-16.7% | $9,133-23.2% | $5,346+31.2% |
| Admin fee / account holder | $236 | $78+204.3% | $13,899-98.3% | $109+116.5% |