Filed August 22, 2016 (most recent of 9 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $465,452 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, INC. Service code 17 · EIN 43-1270780 | Pension Consulting | $200,042 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Service code 27 · EIN 20-8874282 | Advisory (Plan) | $104,687 |
Filed as: NORTHEAST SERIES LOCKTON COMPANY, L Service code 17 · EIN 20-5846304 | Pension Consulting | $54,076 |
CADARET GRANT & CO INC1 year Service code 17 · EIN 22-2361254 | Pension Consulting | $13,428 |
Service code 13 · EIN 20-3886993 | Contract Administrator | $6,225 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, LLC Service code 26 · EIN 84-4519624 | Advisory (Participants) | $0 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,691 | $119,153-13.0% | $151,634-31.6% | $78,104+32.8% |
| Participation rate | 71.8% | 92.5%-20.7pp | 87.5%-15.7pp | 74.5%-2.7pp |
| Annual return | 119.17% | -10.83%+130.0pp | 3.32%+115.9pp | 10.90%+108.3pp |
| Employer contribution / active EE | $3,365 | $5,298-36.5% | $6,165-45.4% | $3,128+7.6% |
| Participant deferral / active EE | $5,332 | $8,624-38.2% | $8,363-36.2% | $5,089+4.8% |
| Admin fee / account holder | $149 | $69+116.3% | $11,614-98.7% | $79+88.5% |