Filed August 22, 2016 (most recent of 9 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $244,346 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: NORTHEAST SERIES LOCKTON COMPANY Service code 17 · EIN 20-5846304 | Pension Consulting | $131,646 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Service code 27 · EIN 20-8874282 | Advisory (Plan) | $88,157 |
GRANT THORNTON LLP1+ years Filed as: GRANT THORNTON, LLP Service code 10 · EIN 36-6055558 | Accounting | $19,795 |
STIFEL NICOLAUS & CO INC1+ years Filed as: STIFEL NICOLAUS & CO Service code 27 · EIN 43-0538770 | Advisory (Plan) | $8,290 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,517 | $118,337-19.3% | $189,534-49.6% | $93,010+2.7% |
| Participation rate | 84.9% | 89.1%-4.2pp | 87.8%-2.9pp | 73.9%+11.0pp |
| Annual return | 0.00% | 21.77%-21.8pp | 555.39%-555.4pp | 158.70%-158.7pp |
| Employer contribution / active EE | $3,145 | $4,204-25.2% | $6,162-49.0% | $2,705+16.3% |
| Participant deferral / active EE | $5,710 | $7,123-19.8% | $8,220-30.5% | $4,561+25.2% |
| Admin fee / account holder | $175 | $100+75.6% | $12,049-98.5% | $152+15.3% |