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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $105,338 |
Service code 28 · EIN 20-8874282 | Investment Management | $47,500 |
FISHER INVESTMENTS3 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $16,155 |
WIPFLI LLP3 years Service code 10 · EIN 39-0758449 | Accounting | $9,500 |
360 FINANCIAL INC4 years Service code 28 · EIN 41-1823831 | Investment Management | $6,660 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $171 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,857 | $52,293+83.3% | $178,503-46.3% | $73,412+30.6% |
| Participation rate | 97.3% | 65.3%+32.0pp | 81.9%+15.4pp | 72.2%+25.1pp |
| Annual return | 14.69% | 34.75%-20.1pp | 151.12%-136.4pp | 59.30%-44.6pp |
| Employer contribution / active EE | $4,145 | $1,736+138.7% | $5,011-17.3% | $2,234+85.6% |
| Participant deferral / active EE | $5,907 | $2,333+153.2% | $5,202+13.5% | $3,806+55.2% |
| Admin fee / account holder | $178 | $127+39.6% | $13,987-98.7% | $158+12.6% |