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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $103,336 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON COMPANIES Service code 28 · EIN 20-3354970 | Investment Management | $48,000 |
SNS FINANCIAL GROUP LLC1 year Service code 26 · EIN 20-0081154 | Advisory (Participants) | $13,464 |
WIPFLI LLP1 year Service code 10 · EIN 39-0758449 | Accounting | $9,500 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $6,422 |
360 FINANCIAL INC2 years Service code 28 · EIN 41-1823831 | Investment Management | $6,293 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $846 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,824 | $37,196+87.7% | $154,108-54.7% | $55,725+25.3% |
| Participation rate | 97.0% | 64.1%+32.9pp | 83.0%+13.9pp | 70.9%+26.1pp |
| Annual return | -4.32% | 1319.68%-1324.0pp | 735.21%-739.5pp | 244.93%-249.3pp |
| Employer contribution / active EE | $4,552 | $1,614+182.0% | $5,298-14.1% | $2,078+119.0% |
| Participant deferral / active EE | $5,846 | $2,068+182.6% | $5,081+15.1% | $3,356+74.2% |
| Admin fee / account holder | $160 | $102+57.9% | $13,411-98.8% | $115+39.2% |