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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $100,659 |
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON COMPANIES Service code 28 · EIN 20-3354970 | Investment Management | $38,114 |
VECTOR BENEFITS INC2 years Filed as: VECTOR WEALTH MGMT LLC Service code 26 · EIN 20-0081154 | Advisory (Participants) | $11,213 |
360 FINANCIAL INC1 year Service code 28 · EIN 41-1823831 | Investment Management | $5,443 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $940 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,472 | $46,173+70.0% | $170,435-54.0% | $69,631+12.7% |
| Participation rate | 96.3% | 63.9%+32.4pp | 83.6%+12.7pp | 70.7%+25.7pp |
| Annual return | 16.33% | 21.62%-5.3pp | 205.94%-189.6pp | 27571.02%-27554.7pp |
| Employer contribution / active EE | $4,345 | $1,610+169.9% | $5,432-20.0% | $2,032+113.8% |
| Participant deferral / active EE | $5,421 | $2,080+160.6% | $4,939+9.7% | $3,224+68.2% |
| Admin fee / account holder | $109 | $116-6.1% | $13,881-99.2% | $110-1.4% |