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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $92,593 |
CREATIVE PLANNING LLC2 years Filed as: CREATIVE PLANNING HOLDCO LLC Service code 28 · EIN 84-4519624 | Investment Management | $51,903 |
FISHER INVESTMENTS6 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $22,732 |
360 FINANCIAL INC7 years Service code 28 · EIN 41-1823831 | Investment Management | $9,492 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $209 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,098 | $50,151+79.7% | $149,696-39.8% | $80,157+12.4% |
| Participation rate | 98.5% | 64.3%+34.2pp | 78.8%+19.8pp | 72.9%+25.6pp |
| Annual return | 16.73% | 29.80%-13.1pp | 134.46%-117.7pp | 40.39%-23.7pp |
| Employer contribution / active EE | $5,012 | $1,867+168.5% | $4,821+4.0% | $2,977+68.3% |
| Participant deferral / active EE | $7,655 | $3,194+139.7% | $5,682+34.7% | $5,015+52.6% |
| Admin fee / account holder | $124 | $153-18.5% | $13,212-99.1% | $145-14.2% |