Filed January 24, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $97,489 |
LPL FINANCIAL1+ years Service code 27 · EIN 04-3046611 | Advisory (Plan) | $37,500 |
BAKER TILLY US, LLP1+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 50 · EIN 39-0859910 | Direct Payment | $26,413 |
OGLETREE DEAKINS1+ years Filed as: OGLETREE, DEAKINS, NASH, SMOAK & ST Service code 50 · EIN 57-1044820 | Direct Payment | $14,567 |
BAKER TILLY US, LLP1+ years Filed as: BAKER TILLY VIRCHOW KRAUSE Service code 50 · EIN 39-0859910 | Direct Payment | $6,350 |
BAKER TILLY US, LLP1+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, Service code 50 · EIN 39-0859910 | Direct Payment | $5,383 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $852 |
AB FUNDS1+ years Service code 52 · EIN 13-4064930 | Indirect Investment Fees | $0 |
AMERICAN REALTY ADVISORS1+ years Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN CENTURY1+ years Service code 52 · EIN 44-6006315 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,771 | $69,305-19.5% | $82,313-32.2% | $69,631-19.9% |
| Participation rate | 91.1% | 80.3%+10.9pp | 76.9%+14.3pp | 70.7%+20.5pp |
| Annual return | 20.09% | 21.47%-1.4pp | 25.88%-5.8pp | 27571.02%-27550.9pp |
| Employer contribution / active EE | $1,278 | $1,887-32.3% | $2,428-47.4% | $2,032-37.1% |
| Participant deferral / active EE | $3,774 | $3,568+5.8% | $3,706+1.8% | $3,224+17.1% |
| Admin fee / account holder | $204 | $97+109.8% | $5,608-96.4% | $110+84.6% |