Filed January 24, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $118,545 |
MMA SECURITIES LLC3 years Service code 27 · EIN 22-3570392 | Advisory (Plan) | $50,000 |
BAKER TILLY US, LLP4+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 50 · EIN 39-0859910 | Direct Payment | $13,465 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY VIRCHOW KRAUSE LLP Service code 50 · EIN 39-0859910 | Direct Payment | $10,545 |
AB FUNDS4+ years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN REALTY ADVISORS4+ years Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN CENTURY4+ years Service code 52 · EIN 43-0821857 | Indirect Investment Fees | $0 |
AMERICAN FUNDS4+ years Service code 52 · EIN 95-2482877 | Indirect Investment Fees | $0 |
BLACKROCK4+ years Service code 52 · EIN 04-6171663 | Indirect Investment Fees | $0 |
RAYMOND JAMES FINANCIAL SERVICES4+ years Filed as: CARILLON FUNDS Service code 52 · EIN 59-2385219 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,363 | $79,519-2.7% | $95,952-19.4% | $73,409+5.4% |
| Participation rate | 80.1% | 81.2%-1.1pp | 77.1%+3.0pp | 72.2%+7.9pp |
| Annual return | 15.10% | 19.20%-4.1pp | 91.61%-76.5pp | 59.29%-44.2pp |
| Employer contribution / active EE | $688 | $2,048-66.4% | $2,541-72.9% | $2,234-69.2% |
| Participant deferral / active EE | $3,862 | $4,138-6.7% | $4,167-7.3% | $3,805+1.5% |
| Admin fee / account holder | $301 | $184+63.2% | $6,795-95.6% | $158+90.6% |