Filed January 30, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Shareholder servi... | $456,334 |
CAPFINANCIAL PARTNERS LLC5+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $43,958 |
CLIFTONLARSONALLEN LLP3 years Filed as: CLIFTON LARSON ALLEN, LLP Service code 10 · EIN 41-0746749 | Accounting | $12,713 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $454 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,353 | $47,456+84.1% | $172,739-49.4% | $77,787+12.3% |
| Participation rate | 80.4% | 66.3%+14.1pp | 82.6%-2.3pp | 73.2%+7.2pp |
| Annual return | 22.17% | 35.57%-13.4pp | 802.84%-780.7pp | 32.57%-10.4pp |
| Employer contribution / active EE | $1,847 | $1,574+17.3% | $5,143-64.1% | $2,504-26.2% |
| Participant deferral / active EE | $4,789 | $2,560+87.1% | $5,198-7.9% | $3,967+20.7% |
| Admin fee / account holder | $150 | $81+85.6% | $13,954-98.9% | $100+50.0% |