Filed January 30, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Account maintenance fees; Float reven... | $440,812 |
CAPFINANCIAL PARTNERS LLC4+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $54,082 |
CLIFTONLARSONALLEN LLP2 years Filed as: CLIFTON LARSON ALLEN, LLP Service code 10 · EIN 41-0746749 | Accounting | $11,059 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,673 | $45,382+69.0% | $154,107-50.2% | $75,289+1.8% |
| Participation rate | 81.5% | 65.9%+15.6pp | 83.0%-1.6pp | 72.4%+9.0pp |
| Annual return | -3.31% | -0.47%-2.8pp | 735.12%-738.4pp | -0.04%-3.3pp |
| Employer contribution / active EE | $1,623 | $1,533+5.9% | $5,298-69.4% | $2,405-32.5% |
| Participant deferral / active EE | $4,704 | $2,384+97.3% | $5,081-7.4% | $3,739+25.8% |
| Admin fee / account holder | $160 | $89+78.9% | $13,411-98.8% | $102+56.2% |