Filed January 30, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Sales l... | $268,261 |
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $42,359 |
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTON LARSON Service code 10 · EIN 41-0746749 | Accounting | $9,681 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,094 | $37,213+117.9% | $156,549-48.2% | $63,975+26.8% |
| Participation rate | 77.4% | 65.0%+12.5pp | 84.0%-6.6pp | 71.1%+6.3pp |
| Annual return | 6.72% | 47.89%-41.2pp | 32.23%-25.5pp | 48.65%-41.9pp |
| Employer contribution / active EE | $1,420 | $1,357+4.6% | $5,501-74.2% | $2,182-34.9% |
| Participant deferral / active EE | $4,256 | $2,070+105.6% | $4,871-12.6% | $3,356+26.8% |
| Admin fee / account holder | $157 | $56+178.5% | $13,027-98.8% | $70+122.7% |