Filed January 30, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $411,303 |
CAPFINANCIAL PARTNERS LLC3+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $42,344 |
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTON LARSON ALLEN, LLP Service code 10 · EIN 41-0746749 | Accounting | $10,485 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $446 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,609 | $44,989+92.5% | $170,442-49.2% | $77,958+11.1% |
| Participation rate | 80.7% | 64.6%+16.1pp | 83.6%-2.9pp | 71.6%+9.0pp |
| Annual return | 17.31% | 19.61%-2.3pp | 205.93%-188.6pp | 20.87%-3.6pp |
| Employer contribution / active EE | $1,500 | $1,466+2.3% | $5,433-72.4% | $2,310-35.1% |
| Participant deferral / active EE | $4,505 | $2,208+104.1% | $4,939-8.8% | $3,537+27.4% |
| Admin fee / account holder | $157 | $69+128.4% | $13,880-98.9% | $97+61.7% |