Filed April 23, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.4+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $803,387 |
CHARLES SCHWAB & CO., INC.4+ years Service code 27 · EIN 94-1737782 | Advisory (Plan) | $37,361 |
CLS INVESTMENTS1 year Filed as: CLS INVESTMENTS LLC Service code 27 · EIN 32-0070947 | Advisory (Plan) | $3,496 |
Service code 27 · EIN 20-1665305 | Advisory (Plan) | $1,059 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,871 | $78,852+66.0% | $76,768+70.5% | $75,289+73.8% |
| Participation rate | 97.9% | 85.0%+12.9pp | 77.0%+20.9pp | 72.4%+25.5pp |
| Annual return | -5.07% | -1.29%-3.8pp | 2.43%-7.5pp | -0.04%-5.0pp |
| Employer contribution / active EE | $4,551 | $2,794+62.8% | $2,485+83.1% | $2,405+89.2% |
| Participant deferral / active EE | $3,911 | $4,800-18.5% | $3,852+1.5% | $3,739+4.6% |
| Admin fee / account holder | $320 | $79+305.1% | $6,675-95.2% | $102+212.8% |