Filed April 23, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.7+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $716,998 |
CHARLES SCHWAB & CO., INC.7+ years Service code 27 · EIN 94-1737782 | Advisory (Plan) | $22,408 |
Service code 27 · EIN 20-1665305 | Advisory (Plan) | $0 |
HARBOUR INVESTMENTS INC3 years Service code 27 · EIN 39-1571149 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,088 | $144,996-13.0% | $111,297+13.3% | $93,030+35.5% |
| Participation rate | 97.2% | 86.2%+11.0pp | 77.3%+19.9pp | 73.9%+23.3pp |
| Annual return | 16.21% | 18.26%-2.0pp | 54.65%-38.4pp | 158.70%-142.5pp |
| Employer contribution / active EE | $1,241 | $3,056-59.4% | $2,731-54.6% | $2,706-54.1% |
| Participant deferral / active EE | $4,516 | $5,587-19.2% | $4,487+0.6% | $4,562-1.0% |
| Admin fee / account holder | $321 | $103+210.3% | $7,964-96.0% | $152+111.7% |