Filed April 23, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.8+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $665,297 |
CHARLES SCHWAB & CO., INC.8+ years Service code 27 · EIN 94-1737782 | Advisory (Plan) | $11,087 |
Service code 27 · EIN 20-1665305 | Advisory (Plan) | $6,101 |
HARBOUR INVESTMENTS INC4 years Service code 27 · EIN 39-1571149 | Advisory (Plan) | $3,727 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,969 | $130,141-26.3% | $86,677+10.7% | $77,904+23.2% |
| Participation rate | 98.4% | 85.9%+12.4pp | 76.6%+21.8pp | 73.7%+24.7pp |
| Annual return | -14.82% | -12.75%-2.1pp | 35.91%-50.7pp | 12.21%-27.0pp |
| Employer contribution / active EE | $1,311 | $3,220-59.3% | $2,836-53.8% | $2,848-54.0% |
| Participant deferral / active EE | $4,727 | $5,757-17.9% | $4,656+1.5% | $4,806-1.6% |
| Admin fee / account holder | $280 | $132+112.3% | $7,493-96.3% | $133+111.0% |